Harry Hope, cabinet de recrutement accompagne candidats et entreprises dans leurs recherches des meilleures opportunités en France et à l'international. Afin de mieux répondre à vos enjeux, tous nos consultants sont spécialisés par secteur d'activité et zone géographique.
- Help develop the Compliance Monitoring Plan, including leading the actions and implementation - Conduct annual reviews and updates to the manual of policies and control its implementation within the Company. - Provide advice to the business on appropriateness and effectiveness of controls in place ( - Conduct due diligence on the delegates and services providers of the Company, ensuring the ongoing monitoring of delegated functions in compliance with the CSSF Circular 22/806. - Advise on regulatory implications for new business initiatives, ensuring that relevant compliance considerations and resulting risks, are part of the process - Follow up the legal and regulatory developments, informing the Senior Management on the new requirements and reporting deadlines. - Draft the annual reports on the Compliance and AML/CFT functions. - Draft the annual risk assessment of the Company and its funds under portfolio management. - Be the person of contact with the authorities, including the CSSF and FSMA. - Participate to the preparation of legal reporting and regulatory surveys. - Promote a positive compliance culture and awareness through the development and roll out of appropriate and tailored training for staff
- You have a master's degree in law , finance or economics - You have at least 4-5 years of experience in Compliance, regulatory, legal or AML/CFT in the financial sector - You have experience of Compliance and AML /CFT functions , and are familiar with the CSSF Circular s including the 20/758. - You have a strong understanding of compliance methodology, regulatory assessments, and controls. - You have excellent communication skills and proven ability to build strong client relationships. - You intend to be a Compliance Officer. - You are fluent in English and French. Dutch is considered as an asset. - You are permanently based in Luxembourg or the Grande Region
